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CSC1 Dumps - Canadian Securities Course Exam 1 Practice Exam Questions

CSI CSC1 - Canadian Securities Course Practice Exam

  • Certification Provider:CSI
  • Exam Code:CSC1
  • Exam Name:Canadian Securities Course Exam 1
  • Certification Name:Canadian Securities Course
  • Total Questions:100 Questions and Answers With Detailed Explanations
  • Updated on:Based on the current CSC1 exam blueprint. Updated on Nov 27, 2025
  • Product Format: PDF (Portable) & Test Engine (Interactive) .
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CSI CSC1 This Week Results

CSC1 Question and Answers

Question # 1

A large corporation has issued the following securities:commercialpaper, first mortgage bonds, and equipment trust certificates Which ranging of the securities is correctly seated from most secure to teas: secure?

Options:

A.  

First mortgage bonds equipment trust certificates, commercial paper.

B.  

Equipment trust certificates, first mortgage bonds, commercial paper.

C.  

Commercial paper fast mortgage bonds, equipment "trust certificates

D.  

Firm mortgage bonds commercial paper, equipment trust certificates.

Discussion 0
Question # 2

Where docs primary responsibility for gatekeeping inthe securities industry reside?

Options:

A.  

With OS FI

B.  

With the market surveillance Division of CIRO.

C.  

With the CIRO dealer members and all Their employees

D.  

With the provincial securities regulators.

Discussion 0
Question # 3

TDF Dealer's liability desk purchases 5,000 shares of a stock with a market order at $15 bid, $15.20 ask. The desk later sells the shares with a market order at $15.25 bid, $15.40 ask. What is TDP Dealer's gain on the trades?

Options:

A.  

$250.

B.  

$1,250

C.  

$1, 000.

D.  

$2,000.

Discussion 0

PDF vs Software Version

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