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CISA Practice Exam Questions and Answers

Certified Information Systems Auditor

Last Update 3 days ago
Total Questions : 1453

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Question # 1

Which of the following responses to risk associated with segregation of duties would incur the LOWEST initial cost?

Options:

A.  

Risk acceptance

B.  

Risk mitigation

C.  

Risk transference

D.  

Risk reduction

Discussion 0
Question # 2

Which of the following is the MOST important advantage of participating in beta testing of software products?

Options:

A.  

It increases an organization's ability to retain staff who prefer to work with new technology.

B.  

It improves vendor support and training.

C.  

It enhances security and confidentiality.

D.  

It enables an organization to gain familiarity with new products and their functionality.

Discussion 0
Question # 3

A bank performed minor changes to the interest calculation computer program. Which of the following techniques would provide the STRONGEST evidence to determine whether the interest calculations are correct?

Options:

A.  

Source code review

B.  

Parallel simulation using audit software

C.  

Manual verification of a sample of the results

D.  

Review of the quality assurance (QA) test results

Discussion 0
Question # 4

An organization's senior management thinks current security controls may be excessive and requests an IS auditor's advice on how to assess the adequacy of current measures. What is the auditor's BEST recommendation to management?

Options:

A.  

Perform correlation analysis between incidents and investments.

B.  

Downgrade security controls on low-risk systems.

C.  

Introduce automated security monitoring tools.

D.  

Re-evaluate the organization's risk and control framework.

Discussion 0
Question # 5

Which of the following is the BEST way for an IS auditor to assess the design of an automated application control?

Options:

A.  

Interview the application developer.

B.  

Obtain management attestation and sign-off.

C.  

Review the application implementation documents.

D.  

Review system configuration parameters and output.

Discussion 0
Question # 6

The use of control totals reduces the risk of:

Options:

A.  

posting to the wrong record.

B.  

incomplete processing.

C.  

improper backup.

D.  

improper authorization.

Discussion 0
Question # 7

Which of the following helps to ensure the integrity of data for a system interface?

Options:

A.  

System interface testing

B.  

user acceptance testing (IJAT)

C.  

Validation checks

D.  

Audit logs

Discussion 0
Question # 8

An organization's security policy mandates that all new employees must receive appropriate security awareness training. Which of the following metrics would BEST assure compliance with this policy?

Options:

A.  

Percentage of new hires that have completed the training.

B.  

Number of new hires who have violated enterprise security policies.

C.  

Number of reported incidents by new hires.

D.  

Percentage of new hires who report incidents

Discussion 0
Question # 9

Which of the following should be an IS auditor's GREATEST consideration when scheduling follow-up activities for agreed-upon management responses to remediate audit observations?

Options:

A.  

Business interruption due to remediation

B.  

IT budgeting constraints

C.  

Availability of responsible IT personnel

D.  

Risk rating of original findings

Discussion 0
Question # 10

Which of the following would be the GREATEST concern to an IS auditor when reviewing the outsourcing contract for an organization's cloud service provider?

Options:

A.  

There is no change management process defined in the contract.

B.  

There are no procedures for incident escalation.

C.  

There is no dispute resolution process defined in the contract.

D.  

There is no right-to-audit clause defined in the contract.

Discussion 0
Question # 11

A small business unit is implementing a control self-assessment (CSA) program and leveraging the internal

audit function to test its internal controls annually. Which of the following is the MOST significant benefit of

this approach?

Options:

A.  

Compliance costs are reduced.

B.  

Risks are detected earlier.

C.  

Business owners can focus more on their core roles.

D.  

Line management is more motivated to avoid control exceptions.

Discussion 0
Question # 12

What should an IS auditor evaluate FIRST when reviewing an organization's response to new privacy legislation?

Options:

A.  

Implementation plan for restricting the collection of personal information

B.  

Privacy legislation in other countries that may contain similar requirements

C.  

Operational plan for achieving compliance with the legislation

D.  

Analysis of systems that contain privacy components

Discussion 0
Question # 13

Which of the following is the PRIMARY basis on which audit objectives are established?

Options:

A.  

Audit risk

B.  

Consideration of risks

C.  

Assessment of prior audits

D.  

Business strategy

Discussion 0
Question # 14

Which of the following provides the MOST protection against emerging threats?

Options:

A.  

Demilitarized zone (DMZ)

B.  

Heuristic intrusion detection system (IDS)

C.  

Real-time updating of antivirus software

D.  

Signature-based intrusion detection system (IDS)

Discussion 0
Question # 15

Which of the following is the PRIMARY benefit of a tabletop exercise for an incident response plan?

Options:

A.  

It demonstrates the maturity of the incident response program.

B.  

It reduces the likelihood of an incident occurring.

C.  

It identifies deficiencies in the operating environment.

D.  

It increases confidence in the team's response readiness.

Discussion 0
Question # 16

Which of the following is the MAIN responsibility of the IT steering committee?

Options:

A.  

Reviewing and assisting with IT strategy integration efforts

B.  

Developing and assessing the IT security strategy

C.  

Implementing processes to integrate security with business objectives

D.  

Developing and implementing the secure system development framework

Discussion 0
Question # 17

The following findings are the result of an IS auditor's post-implementation review of a newly implemented system. Which of the following findings is of GREATEST significance?

Options:

A.  

A lessons-learned session was never conducted.

B.  

The projects 10% budget overrun was not reported to senior management.

C.  

Measurable benefits were not defined.

D.  

Monthly dashboards did not always contain deliverables.

Discussion 0
Question # 18

Which of the following is the PRIMARY advantage of parallel processing for a new system implementation?

Options:

A.  

Assurance that the new system meets functional requirements

B.  

More time for users to complete training for the new system

C.  

Significant cost savings over other system implemental or approaches

D.  

Assurance that the new system meets performance requirements

Discussion 0
Question # 19

An incorrect version of the source code was amended by a development team. This MOST likely indicates a weakness in:

Options:

A.  

incident management.

B.  

quality assurance (QA).

C.  

change management.

D.  

project management.

Discussion 0
Question # 20

During an incident management audit, an IS auditor finds that several similar incidents were logged during the audit period. Which of the following is the auditor's MOST important course of action?

Options:

A.  

Document the finding and present it to management.

B.  

Determine if a root cause analysis was conducted.

C.  

Confirm the resolution time of the incidents.

D.  

Validate whether all incidents have been actioned.

Discussion 0
Question # 21

Which of the following is the MOST effective way to maintain network integrity when using mobile devices?

Options:

A.  

Implement network access control.

B.  

Implement outbound firewall rules.

C.  

Perform network reviews.

D.  

Review access control lists.

Discussion 0
Question # 22

Which of the following is the MOST effective control over visitor access to highly secured areas?

Options:

A.  

Visitors are required to be escorted by authorized personnel.

B.  

Visitors are required to use biometric authentication.

C.  

Visitors are monitored online by security cameras

D.  

Visitors are required to enter through dead-man doors.

Discussion 0
Question # 23

During an external review, an IS auditor observes an inconsistent approach in classifying system criticality

within the organization. Which of the following should be recommended as the PRIMARY factor to

determine system criticality?

Options:

A.  

Recovery point objective (RPO)

B.  

Maximum allowable downtime (MAD)

C.  

Mean time to restore (MTTR)

D.  

Key performance indicators (KPls)

Discussion 0
Question # 24

During a review of system access, an IS auditor notes that an employee who has recently changed roles within the organization still has previous access rights. The auditor's NEXT step should be to:

Options:

A.  

recommend a control to automatically update access rights.

B.  

determine the reason why access rights have not been revoked.

C.  

direct management to revoke current access rights.

D.  

determine if access rights are in violation of software licenses.

Discussion 0
Question # 25

Which of the following is the PRIMARY reason for an IS auditor to perform a risk assessment?

Options:

A.  

It helps to identify areas with a relatively high probability of material problems.

B.  

It provides a basis for the formulation of corrective action plans.

C.  

It increases awareness of the types of management actions that may be inappropriate

D.  

It helps to identify areas that are most sensitive to fraudulent or inaccurate practices

Discussion 0
Question # 26

Which of the following should be the FIRST step in a data migration project?

Options:

A.  

Reviewing decisions on how business processes should be conducted in the new system

B.  

Completing data cleanup in the current database to eliminate inconsistencies

C.  

Understanding the new system's data structure

D.  

Creating data conversion scripts

Discussion 0
Question # 27

In a small IT web development company where developers must have write access to production, the BEST recommendation of an IS auditor would be to:

Options:

A.  

hire another person to perform migration to production.

B.  

implement continuous monitoring controls.

C.  

remove production access from the developers.

D.  

perform a user access review for the development team

Discussion 0
Question # 28

Which of the following should an IS auditor expect to see in a network vulnerability assessment?

Options:

A.  

Misconfiguration and missing updates

B.  

Malicious software and spyware

C.  

Zero-day vulnerabilities

D.  

Security design flaws

Discussion 0
Question # 29

Documentation of workaround processes to keep a business function operational during recovery of IT systems is a core part of a:

Options:

A.  

business impact analysis (BIA).

B.  

threat and risk assessment.

C.  

business continuity plan (BCP).

D.  

disaster recovery plan (DRP).

Discussion 0
Question # 30

Which of the following BEST helps to ensure data integrity across system interfaces?

Options:

A.  

Environment segregation

B.  

Reconciliation

C.  

System backups

D.  

Access controls

Discussion 0
Question # 31

An IS auditor plans to review all access attempts to a video-monitored and proximity card-controlled communications room. Which of the following would be MOST useful to the auditor?

Options:

A.  

Alarm system with CCTV

B.  

Access control log

C.  

Security incident log

D.  

Access card allocation records

Discussion 0
Question # 32

Which of the following MOST effectively minimizes downtime during system conversions?

Options:

A.  

Phased approach

B.  

Direct cutover

C.  

Pilot study

D.  

Parallel run

Discussion 0
Question # 33

Secure code reviews as part of a continuous deployment program are which type of control?

Options:

A.  

Detective

B.  

Logical

C.  

Preventive

D.  

Corrective

Discussion 0
Question # 34

An IS auditor has found that an organization is unable to add new servers on demand in a cost-efficient manner. Which of the following is the auditor's BEST recommendation?

Options:

A.  

Increase the capacity of existing systems.

B.  

Upgrade hardware to newer technology.

C.  

Hire temporary contract workers for the IT function.

D.  

Build a virtual environment.

Discussion 0
Question # 35

Which of the following demonstrates the use of data analytics for a loan origination process?

Options:

A.  

Evaluating whether loan records are included in the batch file and are validated by the servicing system

B.  

Comparing a population of loans input in the origination system to loans booked on the servicing system

C.  

Validating whether reconciliations between the two systems are performed and discrepancies are investigated

D.  

Reviewing error handling controls to notify appropriate personnel in the event of a transmission failure

Discussion 0
Question # 36

Which of the following is the BEST control to mitigate the malware risk associated with an instant messaging (IM) system?

Options:

A.  

Blocking attachments in IM

B.  

Blocking external IM traffic

C.  

Allowing only corporate IM solutions

D.  

Encrypting IM traffic

Discussion 0
Question # 37

What should be the PRIMARY basis for selecting which IS audits to perform in the coming year?

Options:

A.  

Senior management's request

B.  

Prior year's audit findings

C.  

Organizational risk assessment

D.  

Previous audit coverage and scope

Discussion 0
Question # 38

Which of the following is the BEST method to safeguard data on an organization's laptop computers?

Options:

A.  

Disabled USB ports

B.  

Full disk encryption

C.  

Biometric access control

D.  

Two-factor authentication

Discussion 0
Question # 39

A company has implemented an IT segregation of duties policy. In a role-based environment, which of the following roles may be assigned to an application developer?

Options:

A.  

IT operator

B.  

System administration

C.  

Emergency support

D.  

Database administration

Discussion 0
Question # 40

A credit card company has decided to outsource the printing of customer statements It Is MOST important for the company to verify whether:

Options:

A.  

the provider has alternate service locations.

B.  

the contract includes compensation for deficient service levels.

C.  

the provider's information security controls are aligned with the company's.

D.  

the provider adheres to the company's data retention policies.

Discussion 0
Question # 41

Which of the following backup schemes is the BEST option when storage media is limited?

Options:

A.  

Real-time backup

B.  

Virtual backup

C.  

Differential backup

D.  

Full backup

Discussion 0
Question # 42

Which of the following should be performed FIRST before key performance indicators (KPIs) can be implemented?

Options:

A.  

Analysis of industry benchmarks

B.  

Identification of organizational goals

C.  

Analysis of quantitative benefits

D.  

Implementation of a balanced scorecard

Discussion 0
Question # 43

Which of the following is the BEST way to ensure that business continuity plans (BCPs) will work effectively in the event of a major disaster?

Options:

A.  

Prepare detailed plans for each business function.

B.  

Involve staff at all levels in periodic paper walk-through exercises.

C.  

Regularly update business impact assessments.

D.  

Make senior managers responsible for their plan sections.

Discussion 0
Question # 44

An organization is disposing of a system containing sensitive data and has deleted all files from the hard disk. An IS auditor should be concerned because:

Options:

A.  

deleted data cannot easily be retrieved.

B.  

deleting the files logically does not overwrite the files' physical data.

C.  

backup copies of files were not deleted as well.

D.  

deleting all files separately is not as efficient as formatting the hard disk.

Discussion 0
Question # 45

Which of the following is MOST important for an IS auditor to look

for in a project feasibility study?

Options:

A.  

An assessment of whether requirements will be fully met

B.  

An assessment indicating security controls will operateeffectively

C.  

An assessment of whether the expected benefits can beachieved

D.  

An assessment indicating the benefits will exceed the implement

Discussion 0
Question # 46

What is the PRIMARY benefit of an audit approach which requires reported findings to be issued together with related action plans, owners, and target dates?

Options:

A.  

it facilitates easier audit follow-up

B.  

it enforces action plan consensus between auditors and auditees

C.  

it establishes accountability for the action plans

D.  

it helps to ensure factual accuracy of findings

Discussion 0
Question # 47

Which of the following would provide an IS auditor with the GREATEST assurance that data disposal controls support business strategic objectives?

Options:

A.  

Media recycling policy

B.  

Media sanitization policy

C.  

Media labeling policy

D.  

Media shredding policy

Discussion 0
Question # 48

Which of the following IT service management activities is MOST likely to help with identifying the root cause of repeated instances of network latency?

Options:

A.  

Change management

B.  

Problem management

C.  

incident management

D.  

Configuration management

Discussion 0
Question # 49

An organization has outsourced the development of a core application. However, the organization plans to bring the support and future maintenance of the application back in-house. Which of the following findings should be the IS auditor's GREATEST concern?

Options:

A.  

The cost of outsourcing is lower than in-house development.

B.  

The vendor development team is located overseas.

C.  

A training plan for business users has not been developed.

D.  

The data model is not clearly documented.

Discussion 0
Question # 50

When evaluating the design of controls related to network monitoring, which of the following is MOST important for an IS auditor to review?

Options:

A.  

Incident monitoring togs

B.  

The ISP service level agreement

C.  

Reports of network traffic analysis

D.  

Network topology diagrams

Discussion 0
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