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CRISC Practice Exam Questions and Answers

Certified in Risk and Information Systems Control

Last Update 14 hours ago
Total Questions : 1810

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Question # 1

Which of the following would BEST help minimize the risk associated with social engineering threats?

Options:

A.  

Enforcing employees’ sanctions

B.  

Conducting phishing exercises

C.  

Enforcing segregation of dunes

D.  

Reviewing the organization's risk appetite

Discussion 0
Question # 2

Which of the following risk register elements is MOST likely to be updated if the attack surface or exposure of an asset is reduced?

Options:

A.  

Likelihood rating

B.  

Control effectiveness

C.  

Assessment approach

D.  

Impact rating

Discussion 0
Question # 3

Which of the following presents the GREATEST risk to change control in business application development over the complete life cycle?

Options:

A.  

Emphasis on multiple application testing cycles

B.  

Lack of an integrated development environment (IDE) tool

C.  

Introduction of requirements that have not been approved

D.  

Bypassing quality requirements before go-live

Discussion 0
Question # 4

Which of the following is the MOST important key risk indicator (KRI) to protect personal information on corporate mobile endpoints?

Options:

A.  

Percentage of endpoints that are not encrypted

B.  

Number of endpoints not compliant with patching policy

C.  

Ratio of undiscoverable endpoints to encrypted endpoints

D.  

Percentage of endpoints with outdated antivirus signatures

Discussion 0
Question # 5

An internal audit report reveals that not all IT application databases have encryption in place. Which of the following information would be MOST important for assessing the risk impact?

Options:

A.  

The number of users who can access sensitive data

B.  

A list of unencrypted databases which contain sensitive data

C.  

The reason some databases have not been encrypted

D.  

The cost required to enforce encryption

Discussion 0
Question # 6

Which of the following should be of MOST concern to a risk practitioner reviewing an organization risk register after the completion of a series of risk assessments?

Options:

A.  

Several risk action plans have missed target completion dates.

B.  

Senior management has accepted more risk than usual.

C.  

Risk associated with many assets is only expressed in qualitative terms.

D.  

Many risk scenarios are owned by the same senior manager.

Discussion 0
Question # 7

Which of the following would be MOST helpful when communicating roles associated with the IT risk management process?

Options:

A.  

Skills matrix

B.  

Job descriptions

C.  

RACI chart

D.  

Organizational chart

Discussion 0
Question # 8

Which of the following roles should be assigned accountability for monitoring risk levels?

Options:

A.  

Risk practitioner

B.  

Business manager

C.  

Risk owner

D.  

Control owner

Discussion 0
Question # 9

A risk practitioner identifies an increasing trend of employees copying company information unrelated to their job functions to USB drives. Which of the following elements of the risk register should be updated to reflect this observation?

Options:

A.  

Risk impact

B.  

Key risk indicator (KRI)

C.  

Risk appetite

D.  

Risk likelihood

Discussion 0
Question # 10

Which of the following is the GREATEST benefit of centralizing IT systems?

Options:

A.  

Risk reporting

B.  

Risk classification

C.  

Risk monitoring

D.  

Risk identification

Discussion 0
Question # 11

To communicate the risk associated with IT in business terms, which of the following MUST be defined?

Options:

A.  

Compliance objectives

B.  

Risk appetite of the organization

C.  

Organizational objectives

D.  

Inherent and residual risk

Discussion 0
Question # 12

Which of the following is of GREATEST concern when uncontrolled changes are made to the control environment?

Options:

A.  

A decrease in control layering effectiveness

B.  

An increase in inherent risk

C.  

An increase in control vulnerabilities

D.  

An increase in the level of residual risk

Discussion 0
Question # 13

After migrating a key financial system to a new provider, it was discovered that a developer could gain access to the production environment. Which of the following is the BEST way to mitigate the risk in this situation?

Options:

A.  

Escalate the issue to the service provider.

B.  

Re-certify the application access controls.

C.  

Remove the developer's access.

D.  

Review the results of pre-migration testing.

Discussion 0
Question # 14

Options:

A.  

Internal email communications are not encrypted.

B.  

Data transmission within the corporate network is not encrypted.

C.  

Internally created documents are not automatically classified.

D.  

Data transmission across public networks is not encrypted.

Discussion 0
Question # 15

A risk practitioner has become aware of production data being used in a test environment. Which of the following should be the practitioner's PRIMARY concern?

Options:

A.  

Sensitivity of the data

B.  

Readability of test data

C.  

Security of the test environment

D.  

Availability of data to authorized staff

Discussion 0
Question # 16

Of the following, who is BEST suited to assist a risk practitioner in developing a relevant set of risk scenarios?

Options:

A.  

Internal auditor

B.  

Asset owner

C.  

Finance manager

D.  

Control owner

Discussion 0
Question # 17

Which of the following provides the MOST useful information when determining if a specific control should be implemented?

Options:

A.  

Business impact analysis (BIA)

B.  

Cost-benefit analysis

C.  

Attribute analysis

D.  

Root cause analysis

Discussion 0
Question # 18

Which of the following is the BEST approach to resolve a disagreement between stakeholders regarding the impact of a potential risk scenario?

Options:

A.  

Modify the risk scenario to address stakeholder concerns.

B.  

Calculate the historical impact of risk occurring at industry peers.

C.  

Identify data that could be used to help quantify the risk.

D.  

Use the highest value of potential impact suggested by the stakeholders.

Discussion 0
Question # 19

Which of the following will MOST improve stakeholders' understanding of the effect of a potential threat?

Options:

A.  

Establishing a risk management committee

B.  

Updating the organization's risk register to reflect the new threat

C.  

Communicating the results of the threat impact analysis

D.  

Establishing metrics to assess the effectiveness of the responses

Discussion 0
Question # 20

Which of the following IT controls is MOST useful in mitigating the risk associated with inaccurate data?

Options:

A.  

Encrypted storage of data

B.  

Links to source data

C.  

Audit trails for updates and deletions

D.  

Check totals on data records and data fields

Discussion 0
Question # 21

Which of the following metrics is BEST used to communicate to senior management that the control environment manages risk within appetite and tolerance?

Options:

A.  

Number of security incidents

B.  

Reduction in control expenditures

C.  

Number of risk responses executed

D.  

Reduction in residual risk

Discussion 0
Question # 22

A risk practitioner is asked to present the results of the most recent technology risk assessment to executive management in a concise manner. Which of the following is MOST important to include in the presentation?

Options:

A.  

Residual risk levels

B.  

Compensating controls

C.  

Details of vulnerabilities

D.  

Failed high-risk controls

Discussion 0
Question # 23

Which of the following information is MOST useful to a risk practitioner for developing IT risk scenarios?

Options:

A.  

Published vulnerabilities relevant to the business

B.  

Threat actors that can trigger events

C.  

Events that could potentially impact the business

D.  

IT assets requiring the greatest investment

Discussion 0
Question # 24

Risk acceptance of an exception to a security control would MOST likely be justified when:

Options:

A.  

automation cannot be applied to the control

B.  

business benefits exceed the loss exposure.

C.  

the end-user license agreement has expired.

D.  

the control is difficult to enforce in practice.

Discussion 0
Question # 25

When a risk practitioner is building a key risk indicator (KRI) from aggregated data, it is CRITICAL that the data is derived from:

Options:

A.  

business process owners.

B.  

representative data sets.

C.  

industry benchmark data.

D.  

data automation systems.

Discussion 0
Question # 26

An organization has established a contract with a vendor that includes penalties for loss of availability. Which risk treatment has been adopted by the organization?

Options:

A.  

Acceptance

B.  

Avoidance

C.  

Transfer

D.  

Reduction

Discussion 0
Question # 27

Legal and regulatory risk associated with business conducted over the Internet is driven by:

Options:

A.  

the jurisdiction in which an organization has its principal headquarters

B.  

international law and a uniform set of regulations.

C.  

the laws and regulations of each individual country

D.  

international standard-setting bodies.

Discussion 0
Question # 28

The PRIMARY benefit of selecting an appropriate set of key risk indicators (KRIs) is that they:

Options:

A.  

serve as a basis for measuring risk appetite.

B.  

align with the organization's risk profile.

C.  

provide a warning of emerging high-risk conditions.

D.  

provide data for updating the risk register.

Discussion 0
Question # 29

In the three lines of defense model, a PRIMARY objective of the second line is to:

Options:

A.  

Review and evaluate the risk management program.

B.  

Ensure risks and controls are effectively managed.

C.  

Implement risk management policies regarding roles and responsibilities.

D.  

Act as the owner for any operational risk identified as part of the risk program.

Discussion 0
Question # 30

Which of the following is the GREATEST concern when an organization uses a managed security service provider as a firewall administrator?

Options:

A.  

Exposure of log data

B.  

Lack of governance

C.  

Increased number of firewall rules

D.  

Lack of agreed-upon standards

Discussion 0
Question # 31

Business management is seeking assurance from the CIO that IT has a plan in place for early identification of potential issues that could impact the delivery of a new application Which of the following is the BEST way to increase the chances of a successful delivery'?

Options:

A.  

Implement a release and deployment plan

B.  

Conduct comprehensive regression testing.

C.  

Develop enterprise-wide key risk indicators (KRls)

D.  

Include business management on a weekly risk and issues report

Discussion 0
Question # 32

When of the following is the MOST significant exposure when an application uses individual user accounts to access the underlying database?

Options:

A.  

Users may share accounts with business system analyst

B.  

Application may not capture a complete audit trail.

C.  

Users may be able to circumvent application controls.

D.  

Multiple connects to the database are used and slow the process

Discussion 0
Question # 33

A peer review of a risk assessment finds that a relevant threat community was not included. Mitigation of the risk will require substantial changes to a software application. Which of the following is the BEST course of action?

Options:

A.  

Ask the business to make a budget request to remediate the problem.

B.  

Build a business case to remediate the fix.

C.  

Research the types of attacks the threat can present.

D.  

Determine the impact of the missing threat.

Discussion 0
Question # 34

The BEST way for management to validate whether risk response activities have been completed is to review:

Options:

A.  

the risk register change log.

B.  

evidence of risk acceptance.

C.  

control effectiveness test results.

D.  

control design documentation.

Discussion 0
Question # 35

Which of the following BEST assists in justifying an investment in automated controls?

Options:

A.  

Cost-benefit analysis

B.  

Alignment of investment with risk appetite

C.  

Elimination of compensating controls

D.  

Reduction in personnel costs

Discussion 0
Question # 36

Which of the following should be the PRIMARY driver for an organization on a multi-year cloud implementation to publish a cloud security policy?

Options:

A.  

Evaluating gaps in the on-premise and cloud security profiles

B.  

Establishing minimum cloud security requirements

C.  

Enforcing compliance with cloud security parameters

D.  

Educating IT staff on variances between on premise and cloud security

Discussion 0
Question # 37

An organization has agreed to a 99% availability for its online services and will not accept availability that falls below 98.5%. This is an example of:

Options:

A.  

risk mitigation.

B.  

risk evaluation.

C.  

risk appetite.

D.  

risk tolerance.

Discussion 0
Question # 38

Which of the following provides the MOST insight into an organization's IT threat exposure?

Options:

A.  

Industry benchmarks

B.  

Risk assessment reports

C.  

External audit results

D.  

Tabletop exercises

Discussion 0
Question # 39

Which of the following is MOST important for successful incident response?

Options:

A.  

The quantity of data logged by the attack control tools

B.  

Blocking the attack route immediately

C.  

The ability to trace the source of the attack

D.  

The timeliness of attack recognition

Discussion 0
Question # 40

Who is PRIMARILY accountable for risk treatment decisions?

Options:

A.  

Risk owner

B.  

Business manager

C.  

Data owner

D.  

Risk manager

Discussion 0
Question # 41

Which of the following would provide the MOST useful information to a risk owner when reviewing the progress of risk mitigation?

Options:

A.  

Key audit findings

B.  

Treatment plan status

C.  

Performance indicators

D.  

Risk scenario results

Discussion 0
Question # 42

Which of the following should be the FIRST course of action if the risk associated with a new technology is found to be increasing?

Options:

A.  

Re-evaluate current controls.

B.  

Revise the current risk action plan.

C.  

Escalate the risk to senior management.

D.  

Implement additional controls.

Discussion 0
Question # 43

IT stakeholders have asked a risk practitioner for IT risk profile reports associated with specific departments to allocate resources for risk mitigation. The BEST way to address this request would be to use:

Options:

A.  

the cost associated with each control.

B.  

historical risk assessments.

C.  

key risk indicators (KRls).

D.  

information from the risk register.

Discussion 0
Question # 44

An organization’s board of directors is concerned about recent data breaches in the news and wants to assess its exposure to similar scenarios. Which of the following is the BEST course of action?

Options:

A.  

Evaluate the organization's existing data protection controls.

B.  

Reassess the risk appetite and tolerance levels of the business.

C.  

Evaluate the sensitivity of data that the business needs to handle.

D.  

Review the organization’s data retention policy and regulatory requirements.

Discussion 0
Question # 45

Which of the following practices BEST mitigates risk related to enterprise-wide ethical decision making in a multi-national organization?

Options:

A.  

Customized regional training on local laws and regulations

B.  

Policies requiring central reporting of potential procedure exceptions

C.  

Ongoing awareness training to support a common risk culture

D.  

Zero-tolerance policies for risk taking by middle-level managers

Discussion 0
Question # 46

Which of the following is the PRIMARY purpose for ensuring senior management understands the organization’s risk universe in relation to the IT risk management program?

Options:

A.  

To define effective enterprise IT risk appetite and tolerance levels

B.  

To execute the IT risk management strategy in support of business objectives

C.  

To establish business-aligned IT risk management organizational structures

D.  

To assess the capabilities and maturity of the organization’s IT risk management efforts

Discussion 0
Question # 47

Which of the following potential scenarios associated with the implementation of a new database technology presents the GREATEST risk to an organization?

Options:

A.  

The organization may not have a sufficient number of skilled resources.

B.  

Application and data migration cost for backups may exceed budget.

C.  

Data may not be recoverable due to system failures.

D.  

The database system may not be scalable in the future.

Discussion 0
Question # 48

Options:

A.  

Some risk remediation activities from the last assessment are still in progress.

B.  

The risk scenarios have never been updated.

C.  

The risk scenario development process was led by an external consultant.

D.  

The number of risk scenarios is very high.

Discussion 0
Question # 49

Which of the following is the GREATEST concern associated with the lack of proper control monitoring?

Options:

A.  

There is potential for an increase in audit findings

B.  

Key performance indicators (KPIs) may not be reliable

C.  

The potential for risk realization is increased

D.  

Control inefficiencies may go undetected

Discussion 0
Question # 50

Which of the following is MOST important to review when an organization needs to transition the majority of its employees to remote work during a crisis?

Options:

A.  

Customer notification plans

B.  

Capacity management

C.  

Access management

D.  

Impacts on IT project delivery

Discussion 0
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