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SOFQ Securities Operations Foundation Qualification (SOFQ) is now Stable and With Pass Result | Test Your Knowledge for Free

SOFQ Practice Questions

Securities Operations Foundation Qualification (SOFQ)

Last Update 17 hours ago
Total Questions : 50

Dive into our fully updated and stable SOFQ practice test platform, featuring all the latest Securities Operations Foundation exam questions added this week. Our preparation tool is more than just a ICMA study aid; it's a strategic advantage.

Our Securities Operations Foundation practice questions crafted to reflect the domains and difficulty of the actual exam. The detailed rationales explain the 'why' behind each answer, reinforcing key concepts about SOFQ. Use this test to pinpoint which areas you need to focus your study on.

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Question # 1

The calculation of profit and loss for securities includes:

Options:

A.  

Realised (potential) P&Land Unrealised (actual) P&L

B.  

Realised (projected) P&L and Unrealised (authentic) P&L

C.  

Realised (predicted) P&L and Unrealised (likely) P&L

D.  

Realised (actual) P&Land Unrealised (potential) P&L

Discussion 0
Question # 2

A bond which pays interest semi-annually quotes its interest rate:

Options:

A.  

Relative to a period of 6 months

B.  

Relative to a period of 24 months

C.  

Relative to a period of 12 months

D.  

Relative to a period of 3 months

Discussion 0
Question # 3

IPO' stands for:

Options:

A.  

International Private Offering

B.  

Inclusive Pre Offering

C.  

Initial Public Offering

D.  

Integrated Post Offering

Discussion 0
Question # 4

The type of organisation that provides securities underwriting services is known as a

Options:

A.  

Investment bank

B.  

Insurance company

C.  

Commercial bank

D.  

Pension fund

Discussion 0
Question # 5

The two choices for the settlement method utilised within a securities market are:

Options:

A.  

'Account Settlement1 and Tumbling Settlement'

B.  

Tumbling Settlement' and 'Continuing Settlement'

C.  

'Continuing Settlement'and'Account Settlement'

D.  

'Rolling Settlement' and 'Account Settlement’

Discussion 0
Question # 6

A bond which pays no interest during its lifetime sand repays capital on its maturity date is known as:

Options:

A.  

A zero interest bond

B.  

A nil interest bond

C.  

A zero coupon bond

D.  

A zero interest note

Discussion 0
Question # 7

An example of an organisation classified as a sovereign wealth fund is:

Options:

A.  

United Nations

B.  

Xerox Corporation

C.  

German Government

D.  

China Investment Corporation

Discussion 0
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